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Title
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SEC’s oversight of Bear Stearns and related entities. Broker-Dealer Risk Assessment Program.
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Format
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online resource
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Internet Access
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https://purl.fdlp.gov/GPO/gpo86714
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Author
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United States. Securities and Exchange Commission. Office of Audits, author.
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Published
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Washington, D.C. : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, 2008.
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SuDoc Number
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SE 1.42:446-B
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Item Number
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0904-A-04 (online)
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Variation of Title
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Securities and Exchange Commission’s oversight of Bear Stearns and related entities, broker-dealer risk assessment program
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Description
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1 online resource (viii, 36 pages)
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Content Type
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text
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General Note
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"Report no. 446-B."
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"September 25, 2008."
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"Sections of this report have been redacted to delete information that SEC believes is non-public and confidential."
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Metadata Source
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Description based on online resource; title from PDF title page (SEC, viewed Nov. 22, 2017).
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Subject
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Broker-Dealer Risk Assessment Program (U.S.)
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United States. Securities and Exchange Commission -- Evaluation.
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Bear, Stearns & Co.
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Subject - LC
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Finance companies -- United States -- Management.
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Investment banking.
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Financial services industry -- United States.
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Linking Field
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Print version: United States. Securities and Exchange Commission. Office of Audits. SEC’s oversight of Bear Stearns and related entities (OCoLC)263921658
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URL
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Address at time of PURL creation https://www.sec.gov/files/446-b.pdf
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Holdings
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All items
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OCLC Number
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(OCoLC)1012611813
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CGP Record Link
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https://catalog.gpo.gov:443/F/?func=direct&doc_number=000655048&local_base=GPO01PUB
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System Number
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000655048
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