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Title   SEC’s oversight of Bear Stearns and related entities. Broker-Dealer Risk Assessment Program.
Format   online resource
Internet Access   https://purl.fdlp.gov/GPO/gpo86714  
Author   LinkUnited States. Securities and Exchange Commission. Office of Audits, author.
Published   Washington, D.C. : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, 2008.
 
SuDoc Number   LinkSE 1.42:446-B
Item Number   Link0904-A-04 (online)
Variation of Title   LinkSecurities and Exchange Commission’s oversight of Bear Stearns and related entities, broker-dealer risk assessment program
Description   1 online resource (viii, 36 pages)
Content Type   text
General Note   "Report no. 446-B."
  "September 25, 2008."
  "Sections of this report have been redacted to delete information that SEC believes is non-public and confidential."
Metadata Source   Description based on online resource; title from PDF title page (SEC, viewed Nov. 22, 2017).
Subject   LinkBroker-Dealer Risk Assessment Program (U.S.)
  LinkUnited States. Securities and Exchange Commission -- Evaluation.
  LinkBear, Stearns & Co.
Subject - LC   LinkFinance companies -- United States -- Management.
  LinkInvestment banking.
  LinkFinancial services industry -- United States.
Linking Field   LinkPrint version: United States. Securities and Exchange Commission. Office of Audits. SEC’s oversight of Bear Stearns and related entities (OCoLC)263921658
URL   Address at time of PURL creation  https://www.sec.gov/files/446-b.pdf  
 
Holdings   All items
 
OCLC Number   (OCoLC)1012611813
CGP Record Link   https://catalog.gpo.gov:443/F/?func=direct&doc_number=000655048&local_base=GPO01PUB
System Number   000655048


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